Transaction
With fast-changing and tightening regulatory requirements, SWCS’s professional team comprising of specialists with outstanding experiences and capabilities, provides high value-added services to support our listed clients’ growth and development ambitions.
Apart from financial reports and results announcement review, SWCS also
- provides support for various corporate matters under the Listing Rules and the SFO
- assists listed clients to prepare transaction announcements and circulars in meeting the disclosure obligations under the Hong Kong Listing Rules
- co-ordinates and liaises with other professional parties and regulators
- assists listed clients to apply for SFC’s consent/waiver
Our transaction-based advisory and compliance services include:
- Capital reorganization, share subdivision and consolidation
- Discloseable Transaction
- Scrip dividend scheme
- Connected Transaction
- Bonus issue
- Major Transaction
- Handling of all other matters in compliance with Main Board Listing Rules, GEM Listing Rules and the SFO
- SFC’s Consent/Waiver
Our Advantages
- Long-term relationship with reputable listed companies
- Excellent service quality with fair price
- Specialists with in-depth knowledge in the Hong Kong Listing Rules
Various types of notifiable transactions:
Transaction Type
Categorisation
(Transaction Size)
Disclosure Requirements
Size tests
Announcement
Circular
Shareholders’ Approval
Share Transaction
<5%
YES
NO
NO
Discloseable Transaction
5% – 25%
YES
NO
NO
Major Transaction – Disposal
25% – 75%
YES
YES
YES
Major Transaction – Acquisition
25% – 100%
YES
YES
YES
Very Substantial Disposal
> 75%
YES
YES
YES
Very Substantial Acquisition
> 100%
YES
YES
YES
Patent
Protect your invalulable innovations, creations and assets from infringements
Corporate Structure Rationalisation
Assisting you to re-organize your company for a stronger foundation
