Compliance Senior Officer/ Officer

Job Highlights


  • Assist in on-going compliance monitoring of CDD/KYC and compliance requirements to ensure compliance with rules and regulation of the SFC, HKEX, the TCSP and trustee licensing requirements of CR, and other regulators as deemed appropriate;
  • Assist to develop and enhance compliance related policies and procedures, inclusive of but not limited to AML, personal data privacy, anti-corruption and sanction laws;
  • Research and draft general compliance policy and procedures
  • Handle AML/KYC and sanction checking with automated tools and conduct other necessary investigations;
  • Prepare training materials and conduct training in respect of AML and other compliance areas;
  • Keep track of regulatory changes, conduct research on changes for further updates of internal compliance policies and procedures and for technical publication;
  • Liaise with external vendors or service providers;
  • Handling any ad hoc duties as assigned.


  • Bachelor degree holder or above with major in law, accounting, corporate governance or other related disciplines;
  • Minimum 2-3 years of related working experience;
  • Self-motivated and detail oriented;
  • Excellent command of spoken and written English and Chinese (inclusive of Putonghua and Cantonese);
  • Knowledge in Viewpoint is a plus;
  • Proven skills in Microsoft office software inclusive of Word, Excel and PowerPoint;
  • Immediate availability is preferred.

Candidates with more experience may be considered for senior post.

We offer attractive salary and benefits to successful candidates, including five-day work week, medical benefits and performance bonus. Applicants who are not contacted within six weeks may consider their application unsuccessful. Personal data collected will be used for recruitment-related purpose only.

Interested parties please email to